Legal Ops and
Compliance
On-Prem Legal Infrastructure for Regulated Enterprises
Contracts and Compliance
Under One Roof
Your legal and compliance teams manage contracts, assess risk, and respond to regulators — all while keeping data sovereign. Finch gives them an AI-powered platform that handles both contract lifecycle and compliance workflow, deployed entirely within your infrastructure.
Contracts live in folders. Risk lives in clauses nobody reads until it's too late.
Your legal team manages dozens of active contracts — vendor agreements, service terms, insurance policies, market maker deals. Key clauses get missed. Renewals auto-trigger. Risky terms slip through because nobody has time to read every page of every contract.
- Ingest, parse, and classify contracts automatically — extract key clauses, dates, obligations
- AI-powered risk scoring per clause with renewal tracking and deadline alerts
- Compare contract terms against internal policies and regulatory requirements in real time
- Portfolio-wide health monitoring with urgency-based prioritization
- Master Service Agreement Auto-Renewal Risk
- Token Listing Terms 2 clauses flagged
- Cloud Infrastructure SLA Healthy
- Insurance Policy Coverage gap
- Legal Counsel Retainer Healthy
Every review request sits in a queue. Deals wait. Teams wait. Growth waits.
Your compliance officers are the bottleneck — not because they're slow, but because there's too much volume. Every new customer, product change, or market expansion needs their sign-off. The queue grows. Response times balloon. Business teams start going around compliance instead of through it.
- Every request arrives pre-analyzed with AI-generated context and recommendations
- Officers review, approve, or request clarification — not start from scratch
- Generate reports, responses, and policy memos on the spot
- Custom plug-ins encode your exact compliance logic for routine scenarios
Request comes in
New customer onboarding from the Texas office
Finch pre-processes
Cross-references against BSA/AML rules, your internal KYC, and risk profile
Officer sees recommendation
"Low risk. Standard CIP sufficient. Draft approval attached."
One-click approve or adjust
Decision logged. Audit trail generated. Done in minutes, not days.
Three layers of intelligence that get smarter every day.
Both CLM and Compliance Copilot are powered by a shared intelligence stack that turns your documents into active knowledge, routes decisions through the right logic, and learns from every officer action.
- Living Vault — Vectorize compliance documents and contracts into searchable, active knowledge. Auto-diffs new regulations against internal policies.
- Decision Engine — Routine requests route through deterministic plug-ins. Complex cases get AI-assisted analysis. Every decision is auditable.
- Learning Memory — System logs every officer decision. AI learns from overrides and corrections. Institutional knowledge compounds, never resets.
Month 1
Finch follows your policies as written
Month 3
Learns your team's risk tolerance and decision patterns
Month 6
Recommendations match senior officer judgment 90%+ of the time
Year 1+
New hires get AI-assisted onboarding with your institutional knowledge built in
Why Not Just Use ChatGPT?
Your Data Leaves
Every prompt sent to a public LLM is a data egress event. Customer names, transaction details, internal policies — all flowing to third-party servers. Finch runs on your infrastructure. Nothing leaves. Ever.
No Memory, No Context
ChatGPT resets every session. It doesn't know your risk appetite, your team's past decisions, or the nuances of your compliance program. Finch learns from every officer action and compounds that knowledge permanently.
AI for Everything Is Wrong
Most compliance requests don't need AI — they need deterministic rules. Finch routes the 80% through custom logic (fast, auditable, predictable) and reserves AI for the edge cases that actually need it.
Your Audit-Ready Infrastructure
Finch generates defensible audit trails automatically. When regulators come knocking, you have the documentation — and the proof — already prepared.
BSA / AML
Full support for Bank Secrecy Act obligations — SAR filing workflows, CTR tracking, customer due diligence, and ongoing transaction monitoring.
KYC / CIP
Customer Identification Program and Know Your Customer workflows with automated identity verification, PEP screening, and risk-based due diligence.
SOC 2 Type II
Immutable decision logs and automated audit trails designed to pass SOC 2 certification with minimal manual preparation.
State MTL Compliance
Multi-state money transmitter license support. Jurisdiction-specific rules ingested into the Vault — expand to new states without rebuilding compliance logic.
OFAC Sanctions
Integrated sanctions screening with SDN list monitoring, near-match escalation to officers, and documented screening records for examination.
GLBA / State Privacy
Gramm-Leach-Bliley Act financial data safeguards. On-premise deployment means customer data never leaves your infrastructure. CCPA and state privacy compatible.
Grow 10x without growing your compliance headcount 10x.
Traditional compliance is a linear cost — more volume means more people. Finch makes compliance capacity elastic. Scale into new states, add product lines, onboard more customers — all without the hiring bottleneck.
- Expanding to new states? Ingest local MTL requirements into the Vault — no logic rebuild
- Going international? Add local regulatory frameworks alongside your US compliance
- Growth attracts scrutiny — Finch generates defensible audit trails 24/7, so you're always ready
- New York MTL Active
- California MTL Active
- Texas MTL Active
- Florida MTL Onboarding
- + 12 more states Framework ready
Start Where You Are. Grow Without Migration Pain.
Finch supports seamless transition between deployment modes as your needs evolve.
Public Cloud
Fastest way to MVP. Low cost, instant setup. Ideal for testing workflows before sensitive data ingestion.
Private VPC
Your cloud (AWS/Azure). The model runs in your isolated container. Best balance of security and ease.
Air-Gapped
Physical hardware within your firewall. No internet connection required. Maximum sovereignty.
"On-premise is expensive and complex on day one. But lock-in is expensive forever. Choose a solution that lets you start cheap on cloud, but guarantees a migration path to sovereignty when you grow."
What Does Week One Look Like?
No 6-month integration project. No consultants. Finch goes from zero to live in weeks, not quarters.
Ingest Your Documents
Upload your contracts, AML manual, KYC policy, SOPs, and internal guidelines. Finch indexes everything into the Living Vault.
Configure Rules & Review Contracts
Set up your Decision Engine and risk thresholds. CLM begins clause analysis and flags expiring contracts and risky terms.
Shadow Mode
Finch runs alongside your team. AI makes recommendations, officers still decide. Build confidence before going live.
Go Live
Flip the switch. Routine cases auto-route. Complex cases get AI-assisted review. Audit trails generate from day one.
See Finch in Action
30-minute walkthrough with your legal ops and compliance use case. No generic demo.